Thrivent, the Midwest-based not-for-profit financial services organization founded by Lutherans, has launched a new advice and wealth management division as part of its effort to recast itself as an ...

Failure to supervise a remote advisor led to IFP Advisors recent $400,000 Fine The SEC is focused on the regulatory risks associated with advisors with personnel working from home or other locations ...

While it’s easier than ever to access financial advice online, each person’s financial journey is different. That’s why speaking with a financial advisor — a professional who provides personalized ...